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The Securities Exchange Commission (SEC ) was designed to protect investors. It enforces regulations on securities firms to make sure there are no regulations that are not being carried out correctly for the benefit of investors.
Wiki User
∙ 7y ago
Wiki User
∙ 13y agoit was meant to regulate the offer and sale of securities.
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What was the purpose of the federal reversed act?
to increase public trust in all banks-apex
What is the purpose of the sale of goods act?
The purpose of the sale of goods act is to ensure that goods sold to customers are fit for the purpose they are sold. If they are not fit for purpose then one can request a refund under this act or take legal action.
Do you agree with Roosevelt's use of the sherman antitrust act against northern securities?
Yes, the railroad holding company's (Northern Securities Co) stock transactions were in restraint of interstate commerce,and came within guidelines of the Sherman Anti Trust Act. The Northern Securities Co vs The United States in which the Supreme Court found in favor of the government was a vindication of Roosevelt's actions. This case also rejuvenated the Sherman Anti Trust Act.- tuffy
What is the purpose of the Communications Decency Act?
The Purpose Of the Communication Decency Act was to regulate pornographic material on the Internet.
What was the effect of the violence against women act?
The act increased federal resources for the prosecution of men who abuse women.
When was the Federal Reserve given the authorization for setting margin rates for the purpose of borrowing to buy securities?
In the year 1934 the Securities Act gave the Federal Reserve gave authorization for setting margin. A margin is borrowing and buying securities.
Did the federal securities act regulate the selling of stock on the stock market?
No, the federal securities act did not regulate the selling of stock on the stock market. :)
Did the Federal securities act regulated the selling of stock on stock market?
No, the federal securities act did not regulate the selling of stock on the stock market. :)
Federal act requiring accurate and complete information on stocks?
Federal Securities Act
Is the Federal Securities Act still function today?
yes!
Are stocks or bonds required for a corporation?
federal securities act
Who passed the federal securities act?
The Federal Securities Act was passed by the United States Congress in 1933. It was signed into law by President Franklin D. Roosevelt.
What regulation do companies with publicly traded securities participating in mergers or acquisitions face?
All such companies must meet federal securities laws that deal with adherence to provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934, which deal with disclosure requirements
What was the immediate purpose of the National Industry recovery Act?
Recovery from WWII
Is a deed of trust on a residence considered a security for the purpose of the Securities Act of 1933?
No, a deed of trust on a residence is not considered a security under the Securities Act of 1933. The act defines securities as instruments such as stocks, bonds, and investment contracts, but it does not include mortgages or other types of loans secured by real estate.
What the purpose of the judiciary act of 1789?
Federal court
What was purpose of the judiciary act of 1789?
Federal court
